Karsic Wan Ki Ma

馬運錤
CE No. BJO062 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karsic Wan Ki Ma (馬運錤), a licensed former licensee with CE reference BJO062. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
EmergeVest HK Limited
祟駿投資集團(香港)有限公司
Rep Type 9 — Asset management 2022-11-22 2025-06-30
Optimas Capital Limited
中庸資本有限公司
Rep Type 9 — Asset management 2021-12-08 2022-08-15
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 — Dealing in securities 2021-07-26 2021-10-15
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 — Advising on securities 2021-07-26 2021-10-15
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 6 — Advising on corporate finance 2021-07-26 2021-10-15
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 1 — Dealing in securities 2021-01-21 2021-05-14
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 4 — Advising on securities 2021-01-21 2021-05-14
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2021-01-21 2021-05-14
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 — Advising on securities 2017-12-13 2020-10-14
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 — Dealing in securities 2017-05-12 2020-10-14
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 6 — Advising on corporate finance 2017-05-12 2020-10-14

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