Zhixiao Han
韓之笑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhixiao Han (韓之笑), a licensed former licensee with CE reference BJM473. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-14 | 2024-08-01 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-14 | 2024-08-01 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2022-09-14 | 2024-08-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-09 | 2022-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-09 | 2022-07-08 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2017-06-21 | 2018-07-06 |