Francis David Zesheng Lau
劉澤生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis David Zesheng Lau (劉澤生), CE reference BJM256. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-13 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-12 | present |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-23 | 2021-02-16 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-23 | 2021-02-16 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-28 | 2019-06-25 |