Han (SFC:BJM089) Liu
劉涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han (SFC:BJM089) Liu (劉涵), a licensed former licensee with CE reference BJM089. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-03 | 2019-08-16 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-03 | 2019-08-16 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-30 | 2019-06-14 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-07-30 | 2019-06-14 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-25 | 2018-06-28 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-10-25 | 2018-06-28 |