Wing Lam (SFC:BJL676) Lee
李穎琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lam (SFC:BJL676) Lee (李穎琳), a licensed former licensee with CE reference BJL676. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-13 | 2022-07-11 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-13 | 2022-07-11 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-25 | 2018-03-28 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-25 | 2018-03-28 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-04-27 | 2018-03-28 |