Kiyoshi Yamada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kiyoshi Yamada, a licensed former licensee with CE reference BJK435. This person has 2.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-16 | 2019-05-27 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-06-16 | 2019-05-27 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2017-06-16 | 2019-05-27 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-15 | 2017-06-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-15 | 2017-06-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-15 | 2017-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kiyoshi Yamada during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.