William Alexander Fleming
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Alexander Fleming, a licensed former licensee with CE reference BJJ035. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-13 | 2017-04-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2017-04-13 | 2017-04-25 |