Yi (SFC:BJF133) Li
李怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BJF133) Li (李怡), a licensed former licensee with CE reference BJF133. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-05-17 | 2021-09-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-12-11 | 2021-05-17 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2021-09-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-04-18 | 2019-12-11 |