Yuan (SFC:BJE597) Gao
高原
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BJE597) Gao (高原), a licensed former licensee with CE reference BJE597. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2019-06-28 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-03 | 2019-06-28 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-03 | 2019-06-28 |