Ming (SFC:BJD414) Liu
劉銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:BJD414) Liu (劉銘), a licensed former licensee with CE reference BJD414. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-02 | 2018-05-29 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-02 | 2018-05-29 |