Simon Yiu Ming Wong
王耀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yiu Ming Wong (王耀明), a licensed former licensee with CE reference BJC392. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-28 | 2023-12-02 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-08 | 2023-12-02 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-23 | 2019-12-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-23 | 2019-12-06 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-21 | 2017-09-21 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-21 | 2017-09-21 |