Wen (SFC:BJB902) Liu
劉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:BJB902) Liu (劉文), a licensed former licensee with CE reference BJB902. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-14 | 2018-09-07 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-14 | 2018-09-07 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-14 | 2018-09-07 |