Herbert Wai Pui So
蘇偉培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herbert Wai Pui So (蘇偉培), a licensed former licensee with CE reference BJB543. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-16 | 2023-03-09 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-02 | 2021-11-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-01-02 | 2021-11-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2019-12-23 | 2021-11-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-26 | 2019-12-07 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-26 | 2019-12-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-27 | 2019-07-13 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-27 | 2019-07-13 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-06-27 | 2019-07-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-16 | 2019-07-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-16 | 2019-07-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-16 | 2019-07-13 |