Hui (SFC:BJA032) Shi
石慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:BJA032) Shi (石慧), a licensed former licensee with CE reference BJA032. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-23 | 2021-03-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-23 | 2021-03-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-23 | 2021-03-26 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-02-27 | 2018-08-31 |