Shao Ling Tam
譚少玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Ling Tam (譚少玲), a licensed former licensee with CE reference BIZ547. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-03 | 2020-11-26 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-07 | 2020-11-26 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-07 | 2020-11-26 |