Shao Ling Tam
譚少玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Ling Tam (譚少玲), a licensed former licensee with CE reference BIZ547. This person has 3.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-03 | 2020-11-26 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-07 | 2020-11-26 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-07 | 2020-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shao Ling Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.