Wei (SFC:BIX413) Xia
夏微
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:BIX413) Xia (夏微), a licensed former licensee with CE reference BIX413. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-24 | 2024-03-12 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-22 | 2022-05-05 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-03 | 2020-11-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-03 | 2020-11-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-03 | 2020-11-24 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-11 | 2017-07-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-11 | 2017-07-28 |