Si (SFC:BIS449) Chen
陳思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si (SFC:BIS449) Chen (陳思), CE reference BIS449. Currently licensed at 1 firm(s): SPDB International Capital Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-30 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-30 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-10 | 2021-09-30 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-09 | 2021-09-30 |