Lawrence Au
區紹豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Au (區紹豪), a licensed former licensee with CE reference BIS389. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2016-12-09 | 2017-05-12 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2016-12-09 | 2017-05-12 |