Pengnan Li
李鵬南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengnan Li (李鵬南), a licensed former licensee with CE reference BIR379. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-07 | 2018-02-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-07 | 2018-02-07 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-07 | 2018-02-07 |