Ki Ki Woo
吳琪琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Ki Woo (吳琪琪), a licensed former licensee with CE reference BIO655. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-30 | 2018-09-14 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-30 | 2018-09-14 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-13 | 2017-10-12 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-09 | 2017-01-31 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-09 | 2017-01-31 |