Caroline Yuen
袁麗斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Yuen (袁麗斯), a licensed former licensee with CE reference BIN528. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-08 | 2021-01-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-02 | 2019-10-11 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-02 | 2019-10-11 |