Richard Thomas Sweeting
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Thomas Sweeting, a licensed former licensee with CE reference BIN255. This person has 4.4 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-26 | 2022-08-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-09 | 2016-11-14 |