Yanyan Xiao
肖俨衍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanyan Xiao (肖俨衍), a licensed Representative with CE reference BIL686. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-04 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-04 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-31 | 2020-03-18 |