Nora Wassermann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nora Wassermann ( ), a licensed former licensee with CE reference BIL483. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-07-03 | 2019-10-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-01 | 2019-10-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-01 | 2019-10-17 |