David Jonathan Elliott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jonathan Elliott ( ), a licensed former licensee with CE reference BIK518. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-17 | 2019-10-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-17 | 2019-10-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-10 | 2016-11-16 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-10 | 2016-11-16 |