Shang Lou
婁尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Lou (婁尚), a licensed former licensee with CE reference BIJ684. This person has 3.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2021-05-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-03 | 2021-05-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-03 | 2021-05-14 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-03 | 2018-06-25 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 9 - Asset management | 2016-11-03 | 2018-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shang Lou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.