Eric Marshall Rice
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Marshall Rice ( ), a licensed former licensee with CE reference BIJ005. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-16 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-12 | 2018-03-16 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-25 | 2016-10-28 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-25 | 2016-10-28 |