Winton Wayne Tung So

蘇永彤
CE No. BII265 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winton Wayne Tung So (蘇永彤), a licensed former licensee with CE reference BII265. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 — Dealing in securities 2018-09-27 2019-01-22
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 — Advising on securities 2018-09-27 2019-01-22
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 6 — Advising on corporate finance 2018-09-27 2019-01-22
CEB International Capital Corporation Limited
光銀國際資本有限公司
Rep Type 1 — Dealing in securities 2017-07-21 2018-08-28
CEB International Capital Corporation Limited
光銀國際資本有限公司
Rep Type 4 — Advising on securities 2017-07-21 2018-08-28
CEB International Capital Corporation Limited
光銀國際資本有限公司
Rep Type 6 — Advising on corporate finance 2017-07-21 2018-08-28
VBG Capital Limited
建泉融資有限公司
Rep Type 6 — Advising on corporate finance 2016-10-17 2017-06-30

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