Qian Jiao
焦蒨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Jiao (焦蒨), a licensed former licensee with CE reference BII053. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-29 | 2020-03-31 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-23 | 2020-03-31 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-02 | 2018-03-05 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-02 | 2018-03-05 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-02 | 2018-03-05 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-05 | 2017-06-30 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-05 | 2017-06-30 |