Liu He
何瀏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu He (何瀏), a licensed former licensee with CE reference BII019. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-15 | 2024-07-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-15 | 2024-07-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-08 | 2023-03-07 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-22 | 2023-03-07 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-22 | 2023-03-07 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-07 | 2021-07-02 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-21 | 2021-07-02 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-31 | 2018-11-12 |