Richard Abrahams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Abrahams ( ), a licensed former licensee with CE reference BIG685. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-01-26 | 2025-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-09 | 2025-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-09-09 | 2022-08-02 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 — Advising on securities | 2021-09-09 | 2025-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 — Asset management | 2021-09-09 | 2025-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2021-09-09 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-19 | 2021-09-09 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-19 | 2021-09-09 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 9 — Asset management | 2021-07-19 | 2021-09-09 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 — Advising on securities | 2019-06-24 | 2020-03-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-29 | 2020-03-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-29 | 2020-03-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-05-29 | 2020-03-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-10 | 2020-03-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-01 | 2017-05-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-01 | 2018-05-29 |