Hanze Guo
郭瀚澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanze Guo (郭瀚澤), a licensed former licensee with CE reference BIE895. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-28 | 2024-05-27 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-19 | 2017-06-09 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-19 | 2017-06-09 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-19 | 2017-06-09 |