Sungeun Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sungeun Kim ( ), a licensed former licensee with CE reference BIE125. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-11 | 2022-03-02 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-20 | 2018-08-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-24 | 2017-08-24 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-19 | 2016-09-21 |