Min (SFC:BIE089) Li

李敏
CE No. BIE089 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:BIE089) Li (李敏), a licensed Representative with CE reference BIE089. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 6 - Advising on corporate finance 2018-08-16 present
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2016-09-13 present
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 - Advising on securities 2016-09-13 present
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 - Dealing in futures contracts 2016-09-13 2018-07-31

Related