Tak Wing Lau
劉德榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lau (劉德榮), a licensed former licensee with CE reference BID287. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-25 | 2018-10-03 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-05-25 | 2018-10-03 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-14 | 2018-10-03 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-14 | 2018-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.