Tomoo Horie
堀江智生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoo Horie (堀江智生), a licensed former licensee with CE reference BIC672. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-06 | 2017-12-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-06 | 2017-12-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-06 | 2017-12-08 |