Yiwen (SFC:BIC107) Luo
羅儀雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwen (SFC:BIC107) Luo (羅儀雯), a licensed former licensee with CE reference BIC107. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-06 | 2021-08-14 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2016-08-30 | 2016-12-09 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2016-08-30 | 2016-12-09 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2016-08-30 | 2016-12-09 |