Yiwen Luo
羅儀雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwen Luo (羅儀雯), a licensed former licensee with CE reference BIC107. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-06 | 2021-08-14 |
| Oasis Management (Hong Kong) | Rep | Type 4 - Advising on securities | 2016-08-30 | 2016-12-09 |
| Oasis Management (Hong Kong) | Rep | Type 5 - Advising on futures contracts | 2016-08-30 | 2016-12-09 |
| Oasis Management (Hong Kong) | Rep | Type 9 - Asset management | 2016-08-30 | 2016-12-09 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiwen Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.