Yuk Lok Li
李旭諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Lok Li (李旭諾), a licensed former licensee with CE reference BIA108. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-29 | 2017-01-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-29 | 2017-01-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-29 | 2017-01-28 |