Yang (SFC:BIA101) Li
李楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BIA101) Li (李楊), a licensed former licensee with CE reference BIA101. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2020-03-01 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-01 | 2020-03-01 |