John William Friedman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John William Friedman ( ), a licensed former licensee with CE reference BHX263. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-01 | 2019-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-29 | 2016-08-04 |