Donald Ki Fung Ng
伍其峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donald Ki Fung Ng (伍其峰), a licensed former licensee with CE reference BHW803. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-16 | 2023-11-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-12 | 2023-11-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-17 | 2022-01-13 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-23 | 2021-03-03 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-23 | 2021-03-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | 2018-06-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-13 | 2018-06-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-31 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-31 | 2017-02-12 |