Kwai Yin Lee
李桂賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Yin Lee (李桂賢), a licensed former licensee with CE reference BHV345. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-22 | 2021-04-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-22 | 2016-11-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-22 | 2016-11-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-22 | 2016-11-16 |