Yuan Xia
夏源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Xia (夏源), a licensed former licensee with CE reference BHU711. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital (Hong Kong), Limited 貝恩投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-31 | 2022-03-31 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-28 | 2018-07-05 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2016-08-10 | 2018-07-05 |