Yuan Xia
夏源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Xia (夏源), a licensed former licensee with CE reference BHU711. This person has 2.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital (Hong Kong), Limited 貝恩投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-31 | 2022-03-31 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-28 | 2018-07-05 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 - Asset management | 2016-08-10 | 2018-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.