Yi-Ning Tsai
蔡伊甯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Ning Tsai (蔡伊甯), a licensed former licensee with CE reference BHT013. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-18 | 2023-08-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-18 | 2023-08-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-18 | 2023-08-21 |