Michael William Anderton Stock

CE No. BHR752 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael William Anderton Stock (), a licensed former licensee with CE reference BHR752. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2016-11-25 2016-12-15
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2016-11-25 2016-12-15
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2016-11-25 2016-12-15
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2016-09-05 2016-09-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2016-09-05 2016-09-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2016-09-05 2016-09-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2016-06-27 2016-07-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2016-06-27 2016-07-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2016-06-27 2016-07-01

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