Xuan (SFC:BHQ227) Han
韓玄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:BHQ227) Han (韓玄), a licensed former licensee with CE reference BHQ227. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-07 | 2018-08-14 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-10 | 2018-08-14 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2018-03-23 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-28 | 2018-03-23 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-10 | 2017-09-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2017-09-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-01 | 2017-09-15 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-21 | 2016-08-23 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-21 | 2016-08-23 |