Tsung-Yu Hsieh
謝宗佑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung-Yu Hsieh (謝宗佑), a licensed former licensee with CE reference BHQ123. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-27 | 2017-06-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-27 | 2017-06-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-15 | 2017-01-07 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-15 | 2017-01-07 |