Carolyn Anne Clougherty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Anne Clougherty ( ), a licensed former licensee with CE reference BHQ080. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2019-09-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-01 | 2019-09-30 |