To Hang Yip
葉韜恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Hang Yip (葉韜恒), a licensed former licensee with CE reference BHP785. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Capital Management Limited 頂石資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-23 | 2024-02-26 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-02 | 2023-06-04 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-02 | 2023-06-04 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2022-10-10 | 2023-02-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-23 | 2023-02-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-23 | 2023-02-08 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-23 | 2022-10-10 |
| High Nine Asset Management Limited 高九資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-05 | 2022-04-06 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-18 | 2018-03-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-18 | 2018-03-29 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-07 | 2018-01-02 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-06 | 2018-01-02 |